ENGAGEMENT OPTIONS

ADVISORY ACCOUNT MANAGEMENT:

  • Assets under our management pay a fee to compensate our team’s work. (appx: .4% – 1.6% fee on assets managed)
  • We act as a fiduciary to your asset management and monitoring.
  • This engagement results in professionally-created, objectively researched, multimanager portfolios.
  • This arrangement results in an ongoing monitoring and education as long as assets are being managed by our team.

Wealth Management Fee Schedule:

  • 1.2% – 1.6% below 1M (exception for Physicians or Family Members)
  • 1.1% at 1M
  • .9% at 2M
  • .6% at 6M
  • .5% at 10M
  • .4% at 20M

INSURANCE ADVISING:

  • Commission is paid by the insurance company on any products purchased.
  • Suitability standard of engagement (not fiduciary).
  • This engagement allows us to work within your existing plan to satisfy elements of risk management, tax reduction, cash management, and design of safe long-term savings.
  • Our team will advise on and implement your risk management planning, and periodically revise the coverage as needed.

Brad L Ledbetter, MBA, CFP®, CLU®, RICP®

Financial Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck